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The ISO 27001
standard was published in October 2005, replacing the old BS7799-2
standard.
It specifies the
requirements for an ISMS, an Information Security Management System.
BS7799 itself was a
long standing standard, first published in the nineties as a code of
practice. As this matured, a second part emerged to cover management
systems.
It is this against
which certification is granted. Today in excess of a thousand
certificates are in place, across the world.
ISO 27001 enhanced
the content of BS7799-2 and harmonized it with other standards.
The objective of the
standard itself is to "provide a model for establishing,
implementing, operating, monitoring, reviewing, maintaining, and
improving an Information Security Management System".
Regarding its
adoption, this should be a strategic decision of the organization.
"The design and
implementation of an organization's ISMS is influenced by their
needs and objectives, security requirements, the process employed
and the size and structure of the organization".
The standard defines
its 'process approach'
as "The application of a system of processes within an organization,
together with the identification and interactions of these
processes, and their management".
It employs the PDCA,
Plan-Do-Check-Act model to structure the processes, and reflects the
principles set out in the OECD guidelines.
The ISO 27001 Certification Process
The process starts
when the organization makes the decision to embark upon the
exercise.
At this point, it is
also important to ensure management commitment and then assign
responsibilities for the project itself.
An organizational
top level policy can then be developed and published. This can, and
will normally, be supported by subordinate policies.
The next stage
will define which part (s) of the organization will be covered by
the ISMS.
Typically, it will
define the location, assets and technology to be included.
At this stage a risk
assessment will be undertaken, to determine the organization's risk
exposure/profile, and identify the best route to address this.
The document
produced will be the basis for the next stage, which will be the
management of those risks.
A part of this
process will be selection of appropriate controls with respect to
those outlined in the standard (and also in Code of Practice ISO
27002 i.e. ISO 17799:2005), with the justification for each decision
recorded in a Statement of Applicability (SOA).
The controls
themselves should then be implemented as appropriate.
The certification
process itself can then be embarked upon through a suitable
accredited third party.
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